How to Select A Financial Advisor

What is the best way to go about finding a financial advisor? Many individuals are looking for someone that has an accounting background and who has familiarity with income and estate taxation. Many consumers are concerned about the inherent conflict of interest concerning recommendations and commissions.

You may want to select an advisor who can provide services you need, based on your financial situation and goals. Remember that financial advisors offer different types of services and some professionals specialize in certain needs. Most advisors offer an introductory meeting with you at no cost. This is a chance for you to evaluate the advisor candidate’s education, designations, and expertise. An advisor with a CFP® or a ChFC designation will likely have a broad knowledge of all aspects of financial planning. An advisor with a CLU designation will have expanded study in insurance. An individual with a CPA may have a more extensive background in tax issues.

Finally, ask the advisor to discuss compensation with you – how will you pay for the advisor’s services and the implementation of your financial plan? Many advisors today are able to offer their services on a fee basis that may eliminate the potential for a conflict of interest concerning compensation and recommendations. This material was prepared by Raymond James for use by the financial advisor noted above.

 

 

 

 

Our Mission

We believe a client relationship is an on-going conversation

We believe in concise performance reports and clearly stated fees

We believe accountability and responsiveness are the core of great service

Olde Raleigh Financial Group

3110 Edwards Mill Road, Suite 340,
Raleigh, NC 27612
Phone: 919.861.8212
Mon-Fri 8am to 4:30pm

Check the background of this firm on FINRA's BrokerCheck

Advisory Services offered through Olde Raleigh Financial Group, a Member of Advisory Services Network, LLC. Website: http://advservnet.com Phone: 770.352.0449. Securities offered through Calton & Associates, Inc., Member FINRA/SIPC. 2701 North Rocky Point Drive, Tampa, FL 33607. Advisory Services Network, LLC and Calton & Associates, Inc. are separate and unrelated entities. 

Registered representatives of Calton & Associates, Inc. may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every states. 

Fidelity Investments is an independent company, unaffiliated with Old Raleigh Financial Group. Fidelity Investments is a service provider to Advisory Services Network. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Old Raleigh Financial Group and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered trademark of FMR LLC. Fidelity Clearing & Custody Solutions® provides clearing, custody, and other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. 866672.1.0